Complaint Investigation Report

502700754-11-29-2023-27-AS-LRIS-CY328G-20231129161018

STATE OF CALIFORNIA - HEALTH AND HUMAN SERVICES AGENCY

SACRAMENTO SOUTH ASC , 9835 GOETHE ROAD, SUITE 100

This is an official report of an unannounced visit/investigation of a complaint received in our office on

01/17/2023 and conducted by Evaluator Arielle Pascua

COMPLAINT CONTROL NUMBER: 27-AS-20230117150312

On 11/13/2023, an Office meeting was conducted on this day by the Sacramento South Regional Office via Microsoft Teams. The purpose of this office meeting was to deliver complaint findings for the allegation above. Present at the meeting resent at the meeting were Regional Manager (RM), Stephenie Doub, Licensing Program Managers (LPMs), Lisa Rios and Liza King , Licensing Program Analyst (LPA), Arielle Pascua, and Representing the facility, Licensee, Julian Hawes, and Jacob Reinhardt.

On 1/17/2023, the Sacramento South Regional Office received a complaint in regards to the facility not safeguarding P&I funds, and a trust audit was requested and conducted by the Department’s Audit Section. Based on the information gathered during the course of this investigation, the department was unable to prove that funds were mishandled.

Based on information provided through interviews and records reviewed, this allegation is deemed UNSUBSTANTIATED, meaning that there was not a preponderance of evidence to prove or disprove that the allegation occurred as reported.

There were no deficiencies observed or cited at this time. An exit interview was conducted, a copy of the 9099 and 9099-C was provided to the facility.