Complaint Investigation Report

a condition posing a threat to the Health and Safety of any client.

Administrator confirmed that Staff S1 during an unannounced visit from the Regional Center on 10/22/2025 was observed to be sleeping. Also confirmed this was the 2nd time Staff S1 had been observed sleeping

Interviews with Staff S1- Staff S6 who all stated that they had heard about Staff S1 sleeping on shift.

Stated that was the only incident and they have not observed or heard of anyone sleeping on shift since that incident. Staff S7 ( not a staff member when incident occurred) said they have not observed anyone sleeping on shift and they all carry out their job duties.

Client's C1- Client's C3 all stated that Staff carry out their job duties.

All stated that they have never observed or heard of a staff sleeping during their shift.

It should be noted that Staff S1 was terminated on 10/31/2025.

Based on LPAs interviews and record review, the preponderance of evidence standard has been met, therefore the above allegation is found to be SUBSTANTIATED . California Code of Regulations, Title 22, Division 6 and Chapter 1 are being cited on the attached LIC 9099D.

. Exit interview was held, and a copy of this report was provided.