Complaint Investigation Report

Based on information gathered, the allegation is substanti ated. A finding that the complaint is substantiated means that the allegation is valid because the preponderance of the evidence standard has been met.

Deficiency is cited from Title 22 California Code of Regulations (see 9099D). A $1,000.00 civil penalty is assessed for deficiency section 80019(e)(1)). Failure to submit proof of correction by plan of correction due date may result on additional civil penalty.

Deficiency and plan, and proof of correction were discussed with Genevieve Dace.

Exit interview conducted. Appeal Rights, LIC421BG, LIC9098 Proof of Correction form, and copy of this report provided.